Financial Services Providers

Oracle Compliance advises primarily Financial Services Providers on their Risk Management Procedures with regard to Regulatory Risk

 
 

Specialised team to help you

Oracle Compliance staff has over 50 years of collective experience in advising financial services firms

 

ABOUT ORACLE COMPLIANCE

 

Oracle Compliance was formed in 2004 in response to the enactment of the Financial Advisory and Intermediary Services Act (FAIS) and the Financial Intelligence Centre Act (FICA), as well as a result of the growing need for Corporate Governance principles and practices necessitating a greater need by public and private companies to implement Risk Management procedures. Oracle Compliance is committed to the Financial Sector Charter. In addition the executive directors and management of the company are fully qualified and accredited by the Financial Services Board of South Africa as FAIS Compliance Officers. Read More

 
 

How we can help you?

 

Oracle Compliance staff has over 50 years of collective experience in advising financial services firms. We can help you by providing an integrated and comprehensive risk-based approach to managing compliance. We offer the following:

 
 
 
  • Risk Based Practice Assessment
  • Implementation
  • FAIS admin
  • Monitoring
  • Reporting
  • Advisory Services
  • Training
 
 
 

Our services

 

Oracle Compliance offers a comprehensive package of cost-effective services tailored to suit our clients’ requirements in the following areas:

 
  • Financial Advisory and Intermediary services Act
  • Financial Intelligence Centre Act
  • Collective Investment Schemes Act
  • Pension Funds Act
  • Financial Markets Act
  • Short Term Insurance Act
  • Long Term Insurance Act
  • Treating Customers Fairly
  • Retail Distribution Review
  • Other ancillary legislation such as Protection of Personal Information etc