Financial Services Providers
Oracle Compliance advises primarily Financial Services Providers on their Risk Management Procedures with regard to Regulatory Risk
Specialised team to help you
Oracle Compliance staff has over 50 years of collective experience in advising financial services firms
About Oracle Compliance
Oracle Compliance was formed in 2004 in response to the enactment of the Financial Advisory and Intermediary Services Act (FAIS) and the Financial Intelligence Centre Act (FICA), as well as a result of the growing need for Corporate Governance principles and practices necessitating a greater need by public and private companies to implement Regulatory Risk Management procedures. Oracle Compliance is committed to the Financial Sector Charter. In addition, the executive directors and management of the company are fully qualified and accredited by the Financial Services Conduct Authority of South Africa as FAIS Compliance Officers. Read More
How we can help you?
Oracle Compliance staff has over 50 years of collective experience in advising financial services firms. We can help you by providing an integrated and comprehensive risk-based approach to managing compliance. We offer the following:
Implementation
FAIS administration
Risk Based Practice Assessment
Monitoring
Reporting
Advisory Services
Training
Our Services
Oracle Compliance offers a comprehensive package of cost-effective services tailored to suit our clients’ requirements in the following areas:
Financial Advisory and Intermediary Services Act
Financial Intelligence Centre Act
Collective Investment Schemes Act
Pension Funds Act
Financial Markets Act
Short Term Insurance Act
Long Term Insurance Act
Treating Customers Fairly
Retail Distribution Review
Other ancillary legislation such as Protection of Personal Information etc
